Tuesday 27 October 2015

Emerging AI and Existential Threats


AI is much in the news recently. Google’s chairman Eric Schmidt believes AI is starting to make real progress whilst others such as Nick Bostrom believe AI might pose an existential danger to humanity (1). In this posting I want first to question whether any real progress is in fact being made and secondly examine the potential dangers involved. Before proceeding I must make it clear I don’t deny real AI is feasible for after all human beings have evolved intelligence. If intelligence can evolve due to natural selection then it seems feasible that it can be created by artificial means however I believe this will be harder to achieve than many people seem to believe.

At present computing power is rising fast and algorithms are increasing in complexity leading to optimism about the emergence of real AI. However it seems to me that larger faster computers and more complex algorithms alone are unlikely to lead to real AI. I will argue genuine intelligence requires a will and as yet no progress has been made to creating for or endowing AI with a will. Famously Hume argued that reason are the slave of the passions. Reason according to Hume is purely instrumental. It might be thought that better computers and better algorithms ought to be better at reasoning. I would question whether they can reason at all because I would suggest that reason cannot be separated from the will. Unlike Hume I would suggest that reason is not the slave of the passions. Reason and the will, the passions, are of necessity bound together. In the present situation seems to me that better computers and better algorithms only mean they are better instruments to serve our will, they don’t reason at all. The output of some computer program may indeed have some form but this form doesn’t have any meaning which is independent of us. The form of its output alone has no more meaning than that of a sand dune sculpted by the wind. However sophisticated computers or algorithms become if the interpretation of their output depends on human beings then they don’t have any genuine intelligence and as a result I believe it is misleading to attribute AI to such computers or algorithms. Real AI in this posting will mean computers, algorithms or robots which have genuine intelligence. Genuine intelligence requires reasoning independently of human beings and this reasoning involves having a will.

Let us accept that if some supposed AI doesn’t have a will that it doesn’t have any genuine intelligence. What then does it mean to have a will? According to Harry Frankfurt,

“The formation of a person’s will is most fundamentally a matter of his coming to care about certain things, and of his coming to care about some of them more than others.” (2)

For something to have a will it must be capable of ‘caring about’ or loving something. If computers, algorithms or robots are mere instruments or tools, in much the same way as a hammer is, then they don’t have any will and real AI is no more than a dream. How might we give a potential AI a will or create the conditions from which a potential AI will acquire an emergent will? Before trying to answer this question I want to consider one further question. If something has a will must we regard it as a person? Let us assume Frankfurt is correct in believing that for something to have a will it must be capable of ‘caring about’ something. Frankfurt argues that something

“to whom its own condition and activities do not matter in the slightest properly be regarded as a person at all. Perhaps nothing that is entirely indifferent to itself is really a person, regardless of how intelligent or emotional or in other respects similar to persons it may be. There could not be a person of no importance to himself.” (3)

Accepting the above means that to have a will is essential to being a person. It also suggests that if something has a will it might be regarded as a person. This suggestion has moral implications for AI. Clearly when we switch off our computers we are not committing murder however if we switched off a computer or terminated an algorithm which had acquired a will we would. I will not follow this implication further here.

Let us return to the question as to whether it is possible to seed a potential AI with a will or create the conditions in which it might acquire one. If we accept Frankfurt’s position then for something to have a will it must satisfy three conditions.

It must be able to ‘care about’ some things and care about some of them more than others.

It must ‘care about itself.

In order to ‘care about’ it must be aware of itself and other things.

Before being able to satisfy conditions 1 and 2 a potential AI must firstly satisfy condition 3. If we program a potential AI to be aware of itself and other things it seems possible we are only programming the AI to mimic awareness. For this reason it might be preferable to try and create the conditions from which a potential AI might acquire an emergent awareness of itself and other things. How might we set about achieving this? The first step must be to give a potential AI a map of the world it will operate in. Initially it need not understand this map and only be able to use it to react to the world. Secondly it must be able to use its reactions with the world to refine this map. If intelligence is to be real then the world it operates in must be our world and the map it creates by refinement must resemble our world. Robots react more meaningfully with our world than computers so perhaps real AI will emerge from robots or robot swarms connected to computers. However it seems to me that creating a map of the things in our world will not be enough for a potential AI to acquire emergent awareness. For any awareness to emerge it must learn to differentiate how different things in that world react to its actions. Firstly it must learn what it can and cannot change by physical action. Secondly and more importantly it must learn to pick from amongst those things it cannot change by physical action the things it can sometimes change by change by simply changing its own state. A potential AI must learn which things are aware of the potential AI’s states and perhaps by doing so become aware of itself satisfying the third of the conditions above. Meeting this condition might facilitate the meeting of the first two conditions.

For the sake of argument let us assume a potential AI can acquire a will and in the process become a real AI. This might be done by the rather speculative process I sketched above. Bostrom believes AI might be an existential threat to humanity. I am somewhat doubtful whether a real AI would pose such a threat. Any so called intelligent machine which doesn’t have a will is an instrument and does not in itself pose an existential threat to us. Of course the way we use it may threaten us but the cause of the threat lies in ourselves in much the same way as nuclear weapons do. However I do believe the change from a potential AI to a real AI by acquiring a will does pose such a theat. Hume argued it wasn’t “contrary to reason to prefer the destruction of the whole world to scratching of my finger.” It certainly seems possible that a potential AI with an emerging will might behave in this way. It might have the will equivalent to that of a very young child whilst at the same time possessing immense powers, possibly the power to destroy humanity. Any parent with a young child who throws a tantrum because he can’t get his own way will appreciate how an emerging AI with immense powers and an emergent will potentially might poses an existential threat.

How might we address such a threat? Alan Turing proposed his Turing test for intelligence. Perhaps we need a refinement of his test to test for good will, such a refinement might called the Humean test. Firstly such a test must test for a good will and secondly, but much more importantly, it must test whether any emergent AI might in any possible circumstances consider the destruction of humanity. Creating such a test will not be easy and it will be difficult to deal with the problem of deceit. Moreover it is worth noting some people, such as Hitler and Pol Pot, might have passed such a test. Nonetheless if an emerging AI is not to pose a threat to humanity the development of such is vital and any potential AI which is not purely an instrument and cannot pass the test should be destroyed even if this involves killing a proto person.


  1.  Nick Bostrom, 2004, Superintelligence, Oxford University Press
  2. Harry Frankfurt, 1988, The Importance of What We Care About. Cambridge University Press, page 91
  3. Frankfurt, 1999 Necessity, Volition, and Love. Cambridge University Press. Page 90.

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